Regulatory Solutions

Integrated. Holistic. Auditable.

A dynamic blend of technology and regulation, Longshore’s Regulatory solutions replace fragmented tooling with a single, connected platform. Gain a comprehensive picture of compliance and risk—so screening, due diligence, monitoring, and reporting work together to cut
noise, surface issues sooner, and reduce noncompliance exposure.

Trusted by leading brands

Why Longshore

Integrated Compliance Workflows

Bring classifications, due diligence, screening, monitoring, and risk profiling into one coherent flow—eliminating silos and manual handoffs.

Transparent Risk Exposure

Automated risk assessments and managed risk profiles provide a consistent, auditable view of exposure across clients, products, investors, and service providers.

Continuous Oversight

Enable proactive supervision with roleready capabilities (AMLRO/AMLCO) and ongoing monitoring to detect changes early.

Regulatory Classifications & Reporting

Consistent classifications for accurate filings
  • AEOI / FATCA / CRS Classifications
    Classify accounts for AEOI regimes—including FATCA and CRS—to support timely, accurate reporting to authorities.
  • Economic Substance Classification
    Evaluate and classify entities for economic substance regulations in line with jurisdictional requirements.
  • Risk Profiles Management
    Develop and maintain risk profiles across clients, products, investors, and service providers to align controls with exposure.

Due Diligence & Screening

Know your clients—and who controls them
  • Investor / Client Due Diligence
    Conduct structured checks and risk assessments to meet onboarding and ongoing regulatory requirements.
  • Sanctions / PEP / Watchlists Screening
    Screen against global sanctions, PEP databases, and other watchlists to prevent exposure to prohibited parties.
  • Beneficial Ownership Tracking
    Identify and maintain records of ultimate beneficial owners to support transparency and regulatory expectations.
  • Control Persons Tracking
    Track individuals with significant control or influence to aid legal compliance and risk management.

Due Diligence & Screening

Know your clients—and who controls them
  • Investor / Client Due Diligence
    Conduct structured checks and risk assessments to meet onboarding and ongoing regulatory requirements.
  • Sanctions / PEP / Watchlists Screening
    Screen against global sanctions, PEP databases, and other watchlists to prevent exposure to prohibited parties.
  • Beneficial Ownership Tracking
    Identify and maintain records of ultimate beneficial owners to support transparency and regulatory expectations.
  • Control Persons Tracking
    Track individuals with significant control or influence to aid legal compliance and risk management.

Monitoring & Governance Operations

Proactive oversight with role-ready tools
  • Ongoing Monitoring
    Continuously monitor activity and transactions for unusual patterns in line with AML/CFT expectations.
  • Automated Risk Assessments
    Use software-driven assessments to identify and analyse potential risks efficiently and consistently.
  • AMLRO / AMLCO Solutions
    Implement strategies and tooling that support AMLRO/AMLCO responsibilities, from supervision to documented escalation.

Reduce Regulatory Risk—Confidently

Strengthen oversight with unified screening, monitoring, and risk profiling.

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Security & Compliance

Compliance operations with security at the core

Centralized regulatory records to support auditability and reporting.
Role-aligned access for compliance teams and reviewers.
Workflows that reinforce documentation discipline across classifications, due diligence, and monitoring.
Testimonial

Trust by leading organizations

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Richard Davidson

Company

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Richard Davidson

Company

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Richard Davidson

Company

Passionate – Dedicated – Professional

Send your query or request a callback

Email our team

queries@longshore.ky